Disclosure

Investment advisory services offered through Raleigh Capital Management Inc., an investment advisor registered with the United States Securities and Exchange Commission. Registration does not imply any level of skill or training. Raleigh Capital Management’s unique CRD number is 149538. You can obtain a copy of Raleigh Capital Management’s firm brochure (Form ADV Part 2A) and client relationship summary (Form CRS) free of charge by visiting https://adviserinfo.sec.gov/firm/summary/149538. Raleigh Capital Management offers investment advisory services only where it is appropriately registered or exempt from registration and only after clients have entered into an investment advisory agreement confirming the terms of engagement, and have been provided a copy of the firm’s ADV Part 2A & Form CRS. Mikayla Raleigh offers securities as a registered representative of Great Point Capital, LLC, member FINRA/SIPC. Insurance products and services provided by an affiliate of Raleigh Capital Management, Raleigh Wealth Solutions Inc. Any guarantees mentioned are backed by the financial strength and claims-paying ability of the issuing insurance company and may be subject to restrictions, limitations, or early withdrawal fees, which vary by the issuer. They do not refer, in any way to securities or investment advisory products. You should consider the charges, risks, expenses, and investment objectives carefully before entering a contract. This material has been prepared for informational purposes only and should not be construed as a solicitation to effect, or attempt to effect, either transactions in securities or the rendering of personalized investment advice. This material is not intended to provide, and should not be relied on for tax, legal, accounting, or other financial advice. Raleigh Capital Management & Raleigh Wealth Solutions do not provide tax, legal or accounting advice. You should consult your own tax, legal, and accounting advisors before engaging in any transaction.

Please contact your Raleigh Capital Management Advisor if there have been any changes in your financial situation or investment objectives, or if you wish to impose any reasonable restrictions and/or modify existing restrictions to the management of your accounts. This report is provided for informational purposes and as a courtesy to you, may include assets that the firm does not hold on your behalf and which are not included on the firm's books and records. The information contained in this report is not guaranteed to be accurate or current. The information contained herein should not supersede the information on your statements.

Raleigh Capital Management does not have custody of your assets and relies on third party custodians and vendors to provide pricing and valuation data. The firm has made reasonable efforts to obtain data which it believes is accurate, though the firm has not verified the values and prices provided by these third parties. As we are not the custodian we are not liable for any damages due to inaccurate data. Please cross reference these numbers with the values on your official statements. If any discrepancies exist between this informational statement and the official statement presented by the asset custodian, the official statement should be deemed correct. This information is NOT FOR THIRD PARTY USE and may not be relied upon to prepare tax returns, calculate investment cost basis, obtain a loan from a financial institution, or for any other such purpose. Use original confirmations and 1099s instead. Raleigh Capital Management does not provide tax, legal or accounting advice. You should consult your own tax, legal, and accounting advisors before engaging in any transaction.

The valuation methods used to compute the market price of assets may not be the same method used on other reports issued by Raleigh Capital Management or by unaffiliated custodians. Valuation differences may be due to using different sources for the market price of a security. Under unusual market conditions, liquidity and valuations for many securities, including variable rate securities, auction-rate securities and cash alternatives may be adversely impacted. These securities may not be suitable for every investor, and like other investments, are subject to credit, market, interest rate and liquidity risk. Not all such investments, whether held here or away, may be covered by SIPC or otherwise federally guaranteed. There is no assurance that you could obtain the valuations or pricing shown in this report or statement in an actual sale. Additionally, the value of positions held away from Raleigh Capital Management may not be current as of the date this report was generated. The values represented in this report may not reflect the true original cost of your initial investment.

For securities that are listed on an exchange (such as the NYSE or NASDAQ) or otherwise actively traded, the prices reflect market quotations at the close of the most recent market close unless noted otherwise. For corporate, municipal and other fixed income securities, as well as other securities that are not actively traded, we rely on third party pricing services, or a computerized pricing model, which may consider numerous factors and employ evaluation methodologies (which may include recent trade information or price quotations) to provide a price, which may reflect market values that differ from prices obtained from other sources. Similarly, some annuity and insurance market values provided by outside sources are estimates. For current price quotes, please contact your Advisor.

Performance: In the event that performance is noted, figures may or may not reflect the deduction of commissions or investment advisory fees. In the case of the latter, if the investments are being managed through a fee-based account or agreement, the returns may be reduced by those applicable advisory fees. Refer to your Advisor's Form ADV, Part 2. Performance data quoted represents past performance and does not guarantee future results. The investment return and principal of an investment will fluctuate so that the investment may be worth more or less than the original cost when redeemed. Calculations are not audited.

Income Estimates: Income estimates are typically calculated by taking the most recent periodic payment, such as a common dividend, and annualizing it for the next 12 months (projected). While this methodology is common, there are other calculation methodologies-such as taking the accumulated payments over the previous 12 months and using that information (historical). Perhaps more important than understanding what methodology is used, investors should be aware that payments such as dividends or distributions can be reduced, suspended or eliminated altogether, and an investment should not be made based solely off of historical or assumed future payments. Additionally, distributions from investments including, but not limited to, master limited partnerships (MLPs), real estate investment trusts (REITs) and closed-end funds are sometimes mischaracterized as dividends. As opposed to dividends, which are generally comprised of a company's earnings, distributions may be comprised of earnings, borrowed funds and/or a return of principal.

Asset Classes/Categories: While grouping investments into asset classes or categories according to common characteristics such as relative liquidity, tax status and income or growth potential is a relatively straightforward process, there can be variations between how different firms treat investments. This is especially true when the investment is comprised of different underlying investments, such as a separately managed account or a mutual fund. For this reason, it is important that you are familiar with the classification/categorization methodology used in this report.

Options Positions/Activity: Prior to buying or selling an option, investors must have been provided a copy of the Characteristics & Risks of Standardized Options, also known as the options disclosure document (ODD). It explains the characteristics and risks of exchange traded options. Copies of this document may be obtained from your Advisor, from any exchange on which options are traded or by contacting The Options Clearing Corporation. This report merely indicates the premiums received or paid for the options listed and an investor should not infer from this report that any options strategy will be profitable.

Definitions:

Time Weighted Rate of Return (TWRR) is calculated net of all fees. Time Weighted Rate of Return (TWRR) is used to compare your portfolio returns versus benchmark indices (such as S&P 500). This report has been generated on the IWS Managed Account Solutions platform powered by Black Diamond (the "Platform Manager"). If your report contains data from periods prior to the time your account was set up on the platform, that data was supplied by third-party sources and has not been independently verified by Platform Manager.

"Beginning Value": the account's value at the beginning of each period; "Contributions": the value of deposits from the client into the account for each period; "Withdrawals": withdrawals from the account for each period; "Capital Appreciation": all realized and unrealized changes in market value during the period; "Income": the amount of dividends received from stocks or mutual funds, and the amount of interest received, for each period. For additional information regarding advisory fees associated with these accounts, please refer to the account statements provided by your custodian or contact your Advisor. Returns for greater than one year are annualized.